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611	HOW TO REGISTER AS A CALIFORNIA REGISTERED INVESTMENT ADVISER California Department of Business Oversight 1515 K Street, Suite 200 Sacramento, CA 95814 Add to Reading List Source URL: www.dbo.ca.gov Language: English - Date: 2016-02-16 18:00:19 Economy Finance Money United States securities law Corporate crime U.S. Securities and Exchange Commission Uniform Investment Adviser Law Exam Financial adviser Patent application Financial Industry Regulatory Authority Broker-dealer Investment Advisers Act
612	SECURITIES INVESTOR PROTECTION CORPORATION 2015 Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-06-03 14:53:27 Finance Money Economy Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Corporate crime Securities Investor Protection Act DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer U.S. Securities and Exchange Commission
613	Emerging market regulators reinforce commitment to strengthen resilience while ensuring fair and orderly markets Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-01-21 05:01:55 Economy Financial regulation International Organization of Securities Commissions Systemic risk Government Securities commission Securities Commission of New Zealand
614	No of US fed sec cl ac law fi pr yr 08_12 Add to Reading List Source URL: www.carolinasclassaction.com Language: English - Date: 2016-04-13 13:06:36 Stock market 107th United States Congress SarbanesOxley Act United States corporate law U.S. Securities and Exchange Commission Securities Class Action Initial public offering Citigroup Class action Security Accounting Securities Exchange Act
615	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q È QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2016-05-24 02:45:56 Economy Business economics Accounting Financial statements Financial markets Mergers and acquisitions Balance sheet Shareholders Consolidated financial statement Consolidation Accumulated other comprehensive income Valuation
616	Volume 1 Issue 3 March 16, 2010 Africa Prebrief is a weekly analytical commentary serving frontier investors, academic institutions, and serious observers  of  the  African  continent Add to Reading List Source URL: documents.africaprebrief.com Language: English - Date: 2010-04-30 10:30:44 Economy of Nigeria Arunma Oteh United Bank for Africa Nigerian Stock Exchange Securities and Exchange Commission Nigeria Sanusi Lamido Sanusi
617	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-08-12 13:54:13 Economy Finance Money United States securities law 76th United States Congress Investment Advisers Act Registered Investment Adviser U.S. Securities and Exchange Commission Financial adviser North American Securities Administrators Association Brian Hamburger
618	Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C Add to Reading List Source URL: www.publica.ch Language: English Economy Business Corporate law SEC filings Management Chubb Limited Proxy statement ACE Limited Board of directors Annual general meeting Executive compensation Form 10-K
619	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-05-11 17:59:35 Economy Financial regulation International Organization of Securities Commissions Finance Government Securities commission Securities Commission of New Zealand Security Trinidad and Tobago Securities and Exchange Commission Comisin Nacional del Mercado de Valores
620	Statement of Financial Condition Add to Reading List Source URL: primebroker.com Language: English - Date: 2015-08-27 11:43:46 U.S. Securities and Exchange Commission United States securities law Financial markets 73rd United States Congress Broker-dealer Fixed income market Securities Exchange Act Margin Net capital rule Securities Act

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